Journal of Experimental Botany, Vol. 52, No. 357, pp. 801-809,
April 15, 2001
© 2001 Oxford University Press
Original Papers |
The high oxygen atmosphere toward the end-Cretaceous; a possible contributing factor to the K/T boundary extinctions and to the emergence of C4 species
1 Department of Plant Sciences, The Hebrew University of Jerusalem, Jerusalem 91904, Israel
2 Blaustein Institute for Desert Research, Ben Gurion University of the Negev, 84990, Israel
Received 22 June 2000; Accepted 20 October 2000
| Abstract |
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Angiosperm plants were grown under either the present day 21 kPa O2 atmosphere or 28 kPa, as estimated for the end-Cretaceous (10065 MyBP). CO2 was held at different levels, within the 2460 Pa range, as also estimated for the same period. In C3 Xanthium strumarium and Atriplex prostrata, leaf area and net photosynthesis per unit leaf area, were reduced by the high O2, while the whole-plant respiration/photosynthesis ratio increased. The high O2 effects were strongest under 24 Pa, but still significant under 60 Pa CO2. Growth was reduced by high O2 in these C3 species, but not in Flaveria sp., whether C3, C4, or intermediary grown under light intensities <350 µmol m-2 s-1 PPF. Photosynthesis of C3 Flaveria sp. was reduced by high O2, but only at light intensities >350 µmol m-2 s-1 PPF. It is concluded that the high O2 atmosphere at the end-Cretaceous would have reduced growth of at least some of the vegetation, thus adversely affecting dependent fauna. The weakened biota would have been predisposed to the consequences of volcanism and the K/T boundary bolide impact. Conversely, photosynthesis and growth of C4 Zea mays and Atriplex halimus were little affected by high, 28 kPa, O2. This suggests an environmental driver for the evolution of C4 physiology.
Key words: K/T boundary, extinctions, paleo-atmosphere, oxygen, C4 emergence.
| Introduction |
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High ambient oxygen and the K/T boundary extinctions
65 million years ago (MyBP) mass disappearances of some 70% of all biotic species, delineated the Cretaceous-Tertiary (K/T) boundary (Hallam and Wignall, 1997
Models of the paleo-atmosphere indicate that there have been periods of comparatively high oxygen such as the 40 kPa event in the Carboniferous (Berner and Canfield, 1989
; Berner et al., 2000
). High levels of CO2, such as were prevalent in most of Phanerozoic eon, tend to counteract the photorespiration-inducing, photosynthesis- reducing effect of high O2, although decreased activation of other stromal enzymes has also been reported (Leegood and Walker, 1982
). Oxygen reduced net photosynthesis is significant even at the present atmospheric level of 21 kPa O2 (von Caemmerer and Farquhar, 1981
). At the end-Cretaceous, oxygen is estimated to have reached
28 kPa, while CO2 was comparatively low, with estimates ranging from 23 Pa (Lasaga et al., 1985
) to the more recent 3090 Pa (Berner, 1997
). It is suggested that the high oxygen atmosphere at the K/T boundary may also have been involved in the pre-K/T boundary decline of both flora and dependent fauna.
Beerling (Beerling, 1994
) calculated rates of leaf photosynthesis for the O2/CO2 atmospheric composition and temperatures of the late Cretaceous to the present time, using the Farquhar et al. and von Caemmerer and Farquhar leaf biochemistry models (Farquhar et al., 1980
; von Caemmerer and Farquhar, 1981
). His calculations showed a strong effect of high O2. Interpolating in Beerling's Fig. 6
, for the late Cretaceous, the calculated rate of photosynthesis is seen to decline from 100 to 60 MyBP by 4060%. However, these models do not take into account possible changes in leaf area (see below) and gas conductance (Rachmilevitch et al., 1999
) in response to elevated O2. The effect on plants of the very high (35 kPa) O2 event calculated for the Carboniferous period (345280 MyBP) has been studied (Beerling et al., 1998
). After 6 weeks growth under 35 Pa CO2 and either high or present-day O2, photosynthesis per unit leaf area was reduced 29% by the high O2.
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High ambient oxygen and the evolution of C4 plants
13C/12C isotope evidence has been reported for the presence of C4 plants from strata dated to 15 MyBP (Cerling et al., 1994
Most discussions of environmental conditions which encouraged the evolution of C4 from C3 physiology emphasize the effects of low atmospheric CO2, high temperatures and water stress to which C4 species are relatively well adapted (Ehleringer et al., 1997
; Ehleringer and Monson, 1993
; Cerling et al., 1998
; Collatz et al., 1998
). The present study relates to the potential advantage of C4 plants under relatively high ambient O2.
The following hypothesise were tested: (a) that the primary production of C3 angiosperms would have been adversely affected by the high oxygen composition of the late-Cretaceous, and (b) that the same high ambient oxygen would not affect C4 plants and may therefore have provided an environmental driver for their evolutionary emergence.
| Materials and methods |
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Plant species
Two C3 species, Xanthium strumarium L., and Atriplex prostrata D.C. and two C4 species, Zea mays L. and Atriplex halimus L. were studied. Initial growth studies and some photosynthesis measurements were also carried out on Flaveria pringlei Gandoger (C3), F. trinervia C.Mohr (C4) and the C3C4 intermediates F. floridana J.R. Johnston and F. sonorensis A.M. Powell. All species studied were forage angiosperms. Angiosperms are thought to have emerged and diversified in the early Cretaceous (Crane et al., 1995
Growth conditions
The growth chamber system for control of ambient O2 and CO2 partial pressures was as described previously (Rachmilevitch et al., 1999
). Plant growth and physiological parameters were studied under six atmospheric compositions shown in Table 1
.
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CO2 was controlled to ±3 Pa and O2 to ±0.5 kPa. Light intensity was 380±20 µmol m-2 s-1 PPF at the plant tops for 12 h d-1, obtained from a mixture of fluorescent and incandescent lamps. Air temperatures were 24 and 19±0.5 °C in the day and night periods, respectively. Air humidity was above 70% RH at all times, but below the dew point.
Gas exchange measurements
Carbon dioxide exchange of whole young plants (roots and shoots) each about 20 cm tall, was measured, over periods of days, in mini-chambers (Reuveni and Gale, 1985
). Environmental conditions, including light, temperature, humidity, and atmospheric composition were the same as in the growth chambers. The ratio of net daily respiration/gross-photosynthesis (R/P) was calculated assuming that respiration in the light was 30% of the average dark period values (a reasonable but arbitrary value, see Kromer, 1995
). Gas exchange parameters of single, fully developed, attached leaves were determined with an ADC (UK) Model LCA-2 system. For these measurements, different mixtures of oxygen, nitrogen and carbon dioxide were obtained with two cascaded Wosthoff Co (Germany) gas-mixing pumps (Model 2G-182F). Gas exchange was measured and exchange parameters were calculated by standard procedures (von Caemmerer and Farquhar, 1981
). CO2 assimilation/internal leaf CO2 partial pressure (A/Ci) curves were derived from gas exchange measurements made under 900 µmol m-2 s-1 photosynthetic photon flux (PPF). Data curves for the A/Ci and A/PPF data were smoothed with right-angle hyperbolae regressions. When measuring the rapid effect of high O2 on leaf photosynthesis, O2 pressure was switched between 21 and 28 kPa at different levels of PPF, and photosynthesis was measured after 1416 min.
Growth rates
Relative growth rate (RGR) was calculated as (ln Fln I)/t, where F is the final dry wt in grams, I the initial dry wt, estimated from the initial fresh weights and the fresh wt/dry wt ratio of parallel samples, and t, the elapsed time in days.
| Results |
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Response of C3 plants to the high (28 kPa) O2 composition of the end-Cretaceous period, when grown under low-end CO2 estimates (24 or 35 Pa) for the same period
In the C3 species X. strumarium and A. prostrata, grown under a medium level estimate of CO2 (35 Pa) photosynthesis per unit leaf area was much reduced by high O2, albeit to different degrees in the two species. As shown in Fig. 1
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An example of the effect of ambient oxygen (28 or 21 kPa) on whole plant CO2 exchange of A. prostrata and X. strumarium, grown under a low level estimate of CO2 (24 Pa), over a 4 d period, is shown in Fig. 2
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As seen in Fig. 2
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As shown above (Figs 1
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As seen in Fig. 3
Response of C3 plants to the high ambient O2 (28 kPa) of the end-Cretaceous, when grown under a high-end estimate for CO2 (60 Pa) for the same period
As noted above, recent estimates of the atmospheric CO2 partial pressure toward the end-Cretaceous, suggest a level of about double the pre-industrial 27 Pa, although confidence limits are very wide (Berner, 1994
, 1997
). As relatively high CO2 counteracts at least one negative effect of high O2 on C3 plants, namely competition with CO2 for the Rubisco enzyme (von Caemmerer and Farquhar, 1981
), the response of the C3 species X. strumarium and A. prostrata to high (28 kPa) O2 when grown under 60 Pa CO2 was studied (Fig. 4
).
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As seen in Fig. 4
As noted above, there was a significant depression of RGR in the two C3 species, when grown under 28 versus 21 kPa O2 (Fig. 5
). This depression was larger in plants grown under the lower levels of CO2 (24 or 35 Pa), but still present in plants grown at 60 Pa CO2. (Also shown in Fig. 5
, for comparison, are similar RGR data for two C4 speciessee below.)
Response of C4 species to the high (28 kPa) O2 atmosphere of the end-Cretaceous
Leaf area and photosynthesis (the latter as expressed by A/Ci and A/PPF functions) of the C4 species Atriplex halimus and Zea mays showed no response to elevated O2 (28 versus 21 kPa) when plants were grown under either low (24) or high end (60 Pa) CO2 (data not shown). Daily carbon exchange and R/P values for C4 plants (as in Fig. 2
and Table 2
) also failed to show any response to growth under 28 versus 21 kPa O2 (data not shown). Consequently and as could be expected from these results, there was no effect of 28 versus 21 kPa O2 on the growth (RGR) of the two C4 species, when ambient CO2 was held at 24, 35, or 60 Pa (Fig. 5
). This is in contrast to the deleterious effect of high (28 kPa) ambient O2 on the growth of the C3 species.
Leaf diffusion conductance of C3 and C4 species, grown under the atmospheric composition of the end-Cretaceous
A study of the response of leaf water vapour diffusion conductance (gs) to the oxygen level prevailing during the K/T boundary period has been reported previously (Rachmilevitch et al., 1999
). In these experiments ambient CO2 had been held at the lower estimates of 24 or 35 Pa. Growth under 28 versus 21 kPa O2 resulted in much higher values of gs. This was found for the C3 species Atriplex prostrata, Xanthium strumarium and Flaveria pringlei, the C3C4 intermediate F. sonorensis, and the C4 species F. trinervia. Only the C3-C4 intermediate F. floridana showed just a small increase in gs, in response to the elevated O2. In view of the above noted recent higher estimate for the end-Cretaceous atmospheric CO2, the study was extended to include gs response to 28 kPa O2 under 60 Pa CO2. To this were added gs measurements of the two C4 species Atriplex halimus and Zea mays. Results are presented in Fig. 6
. For comparison some of the previous data for gs of X. strumarium and A. prostrata grown under the lower estimates for atmospheric CO2 (Rachmilevitch et al., 1999
) have been included.
In the two C3 species grown under the lower ambient levels of CO2 (24 and 35 Pa) high 28 versus low, 21 kPa O2 much increased gs (Fig. 6
). This effect was particularly pronounced in A. prostrata. However, when grown under 60 Pa CO2, gs of plants grown under 21 kPa O2 unexpectedly increased in both species, as compared to that of plants grown under 35 Pa CO2. Under 60 Pa CO2 there was no further significant effect (P>0.05) of oxygen level (28 versus 21 kPa) on gs in either of these C3 species. In the two C4 species A. halimus and Zea mays, stomatal conductance, gs, generally showed no significant response to high O2. An exception was for A. halimus grown under 24 Pa CO2 in which gs was some 50% higher when plants were grown under 28 versus 21 kPa O2 (P<0.01).
| Discussion |
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Crucial factors of this study are the actual partial pressures of carbon dioxide and oxygen prevalent at the end-Cretaceous. All estimates have wide confidence limits (cf. Berner and Canfield, 1989
Care is needed when projecting the characteristics of ancient plants from the response of their extant representatives. There is an inherent assumption that physiological responses to environmental parameters have not changed significantly with time, in this case the last 150 million years. Moreover, modern, highly bred plants, such as the Z. mays studied here, have almost certainly had their photosynthesis/growth characteristics modified. However, Rubisco, the main enzyme involved in the response of C3 plants to ambient CO2 and O2 has been highly conserved. Such changes as have been found, such as subunit composition or O2/CO2 specificity, are for species originating in periods separated by hundreds of millions of years (Jordan and Ogren, 1981
; Badger and Andrews, 1987
). Theoretical models of the response of leaf photosynthesis to ambient O2 and CO2 are based on known biochemical properties of Rubisco (Farquhar et al., 1980
; Beerling, 1994
). Responses found here were generally as could be expected from these models. However, hitherto unreported effects have also been found of high O2 on leaf area, leaf diffusionconductivity, and the respiration/photosynthesis (R/P) ratio.
Response of C3 plants to the simulated end-Cretaceous atmosphere
An early paper on soybean (Glycine max) reports the effect of medium levels of O2 (
30 kPa) at low CO2 (<35 Pa) on plant photosynthesis (Forrester et al., 1966
). Data from their Fig. 7 indicate a 45% drop in the rate of photosynthesis per unit leaf area, when going from (present day) 36 Pa CO2 and 21 kPa O2 to the low end CO2 estimate for the end-Cretaceous of 24 Pa and the high end O2 estimate of 28 kPa. This is similar to what was obtained for the C3 species studied here and is in general accord with the report of Beerling et al. (Beerling et al., 1998
) working with a simulated Carboniferous atmosphere of 35 kPa O2 and 35 Pa CO2. As in this study, the expected reduction in photosynthesis (see Introduction) was found and it was reported that there was no adaptation of plants to the high O2 atmosphere.
As shown in Fig. 1
, in C3 plants grown under a medium level estimate for CO2 (35 Pa) photosynthesis was reduced by ambient 28 versus 21 kPa O2. However, respiration was not reduced proportionally (Fig. 2
), as could be expected (Amthor, 1989
). This may have been a result of a relative increase in the rate of respiration in response to high O2 (Gale, 1974
). Consequently the ratio of daily respiration to gross photosynthesis (R/P) increased very significantly (Table 2
). Leaf area was reduced by about 25% in the high O2-grown plants, irrespective of whether the plants were grown under low or medium CO2 (24 or 35 Pa) (Table 2
). There was, therefore, a combination of at least three factors; all of which tend to reduce primary productivity: reduced leaf area, reduced photosynthesis per unit leaf area and higher R/P ratio.
Under low and medium level estimates of CO2 for the end-Cretaceous (24 and 35 Pa), high O2 was detrimental to factors affecting primary productivity of the C3 species X. strumarium and A. prostrata. The same effects were also present, but to a lesser degree, when they were grown under the higher (60 Pa) CO2 estimate. As before, the two species differed in degree of response. This can be seen in the leaf A/Ci curves of plants grown under 60 Pa CO2 and either 21 or 28 Pa O2 (Fig. 4
). Whereas in A. prostrata the high O2 effect was smaller than when the plants had been grown under low ambient CO2 (Fig. 1
), in X. strumarium the O2 response was just as large.
The above effects of high O2 translated into a large reduction of RGR in the C3 plants grown under 28 versus 21 kPa O2 at the lower (24 and 35 Pa) ambient CO2 levels (Fig. 5
). In plants grown under 60 Pa CO2 RGR reduction was much smaller, but still significant. It should be borne in mind that vegetative growth is essentially exponential. Consequently, over extended periods, even a small drop in RGR becomes a large percentage reduction in primary productivity. As could be expected from the variability in physiological responses, there was considerable species variability in growth response (as shown in Fig. 5
and discussed below, for C4 species). Of special significance in respect to C3 species variability was the lack of growth response of the C3 and C3C4 intermediate Flaveria species to high (28 kPa) O2 (data not shown). This was found when they were grown under relatively low (24 Pa) ambient CO2 and a maximum daytime light intensity of
380 µmol m-2 s-1 PPF, at the plant tops. This lack of growth response was found despite the large increase in gs of all the Flaveria species studied (C3, C4 or C3C4 intermediates) when grown under high O2 (Rachmilevitch et al., 1999
). However, as shown in Fig. 3
, at high PPF (>350 µmol m-2 s-1) leaves of the C3 Flaveria species showed a clear, rapid (within minutes) 20% reduction in photosynthesis in response to high O2 (28 versus 21 kPa). This suggests that there may have been reduced growth of Flaveria species in geographic regions of high solar insolation. However, it should be noted that plants growing under high solar radiation and not, as here, in a growth cabinet, may adapt, ontogenetically.
In the present study, plant response to the putative end-Cretaceous atmosphere was compared to that of today. However, in most of the Cretaceous period, CO2 levels were much higher than today and dropped to a low at the K/T boundary (Berner, 1994
). Consequently, the percentage reduction in primary productivity, in the tens of millions of years preceding the K/T boundary, may have been even more significant than found here.
Response of C4 plants to the simulated end-Cretaceous atmosphere
Photosynthesis and growth of the C4 species studied here (Z. mays, A. halimus and F. trinervia) did not respond to high 28, versus low, 21 kPa O2. This was the case even when they were grown under 24 Pa CO2, the low-end estimate for the end-Cretaceous period. Apart from A. halimus grown under low (24 Pa) CO2, there appeared to be no gs response to high O2 in Z. mays and A. halimus (Fig. 6
). This differs from what was found for the C4 species F. trinervia in which gs much increased in high O2, low CO2-grown plants (Rachmilevitch et al., 1999
). High gs sensitizes plants to water stress. The reduction in leaf area in response to elevated O2 in C3 plants (Table 2
) may have been a result of high gs-induced water stress. However, this was not measured, or expected, as air humidity was very high in the growth chambers (see Materials and methods). If increased gs in response to high O2 were indeed more common in C3 than in C4 plants, this would be a further factor favouring the evolution of C4 physiology. However, the variance found here among the few species studied, requires a further survey of C3 and C4 species gs response to O2, before conclusions can be drawn.
Lack of evidence of C4 plants in a given stratum does not necessarily mean that they had not yet emerged, only that they were not widespread. Until recently the earliest indication of the presence of C4 plants was reported for strata dated to
15 MyBP (Kingston et al., 1994
) with earlier indications for 100 MyBP (Kuypers et al., 1999
). Today, C4 species contribute only
18% to world plant productivity mainly, but with exceptions (see Sage and Monson, 1998
) in regions of high solar insolation (Ehleringer et al., 1997
; Collatz et al., 1998
). It is possible that the relatively low ambient O2 of today (21 kPa) is one reason for the lack of more widespread distribution of extant C4 species.
| Conclusions |
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The paleo-atmosphere and the K/T boundary extinctions
The C3 species studied here are considered to be representative of important angiosperm forage plants of the late Cretaceous period. However only a few species were tested and the degree of their reactions varied. Even so the results obtained strongly suggest that for some millions of years prior to the bolide impact of 65 MyBP, primary production of many plant species would have been severely diminished. Reduced plant production would have adversely affected the sustenance of dependent herbivores (insect and animal) with the effect amplified in carnivores and along the ecological food chain. This, together with other factors of biosphere degradation at the end-Cretaceous period (see Introduction) may explain the decline in many biota species which occurred prior to the 65 MyBP K/T boundary catastrophe. As ventured by Hallam and Wignall, the bolide impact may have been only the final coup de grace (Hallam and Wignall, 1997
40 kPa), with concomitant low,
25 Pa, CO2 (Berner, 1994
The paleo-atmosphere and the emergence of C4 plants
Contrary to the response of the C3 species, the primary productivity of the C4 species was unaffected by the (assumed) 28 kPa O2 of the end-Cretaceous, even at the lowest estimate for CO2 (24 Pa) for that period, which was tested. This suggests that high O2 may have constituted a strong driver for the evolution of C4 from C3 plants, at least as far back as about 100 MyBP, the earliest date for which evidence has been found suggesting their presence (Kuypers et al., 1999
). This is in addition to other C4 evolution-inducing environmental factors, such as low CO2, high temperatures and water stress (Ehleringer and Monson, 1993
; Cerling et al., 1994
, 1998).
| Acknowledgments |
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This project was carried out under a grant from the Bi-National, US Israel Research Fund (BSF). Partial support was received from the Aaron Beare Foundation, South Africa. Special thanks are due to Professor Robert Pearcy for his co-operation and for extending the use of facilities at UC Davis, CA, to JG, for the Flaveria studies.
| Notes |
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3 To whom correspondence should be addressed. Fax: +972 2 579 0252. E-mail: galej{at}vms.huji.ac.il
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